SEC

Scholars analyze the history of Supreme Court securities law jurisprudence to predict what lies ahead.

A U.S. Securities and Exchange Commission proposal to enhance the regulation of private fund advisers receives critical comments.

The SEC’s proposed rule on climate disclosures could run afoul of the First Amendment.

Former regulator argues that proposed SEC rules open up new regulation of securities markets.

Federal securities regulators should not use implied preclusion to shield themselves from constitutional challenge.

Scholars argue that the SEC has historically resisted creating ESG disclosures but has recently changed course.

Two camps emerge in a heated regulatory debate over the frequency of earnings reports.

Experts discuss the benefits of diversifying corporate boards of directors.

Scholars advocate greater regulation of manipulative stock donations.

The Supreme Court reaffirms lower courts’ ability to claw-back profits from violators of securities laws.

Entity-level fines may not adequately deter corporate crime compared to other enforcement mechanisms.

Scholar argues that judges, rather than the legislature, should continue to regulate insider trading.