SEC

House Approves Regulatory Moratorium

House Approves Regulatory Moratorium

H.R. 4078 would block new rules until unemployment rate falls to six percent.

Roundtable Illuminates Challenges of Implementing the Volcker Rule

Roundtable Illuminates Challenges of Implementing the Volcker Rule

Prominent scholars, practitioners, and policy officials gather to discuss challenges presented by new banking rules.

GAO Says Dodd-Frank Rulemaking Should be Improved

GAO Says Dodd-Frank Rulemaking Should be Improved

Financial regulation needs more rigorous analysis and better interagency communication.

Judge to SEC: The Court Is Not Your “Handmaiden”

Judge to SEC: The Court Is Not Your “Handmaiden”

Judge Rakoff rejects Citigroup deal and questions SEC’s settlement practices.

What Can We Learn From the Unified Regulatory Agenda?

What Can We Learn From the Unified Regulatory Agenda?

Semiannual government report speaks to timely debate over federal regulations.

FINRA Executive Compensation Challenged by Member Firms

FINRA Executive Compensation Challenged by Member Firms

Recent report details last year’s compensation.

Expand Centralized Regulatory Review to Independent Agencies

Expand Centralized Regulatory Review to Independent Agencies

Congress should require independent regulatory commissions to perform cost-benefit analyses

Agencies Should Provide Enhanced Procedural Protections in Aggregate Settlements

Agencies Should Provide Enhanced Procedural Protections in Aggregate Settlements

Agencies fail to provide necessary fairness when they compensate large groups of people.

Obama Directs Independent Regulatory Agencies

Obama Directs Independent Regulatory Agencies

Executive order contains strongly worded regulatory reform guidelines.

Week in Review

Week in Review

Regulatory news in review

Week in Review

Week in Review

Regulatory news in review

Week in Review

Week in Review

Regulatory news in review.