Securities and Exchange Commission

Scholars and practitioners assess the Court’s most significant regulatory decisions of its recently concluded term.

Scholar proposes a new U.S. regulatory system that would be more accountable to the public.

Scholars claim that the cost of regulatory compliance disproportionately affects medium-sized firms.

Regulation 1.0 provided a framework for balancing the interests of the public and regulated parties.

Scholar claims that the SEC’s 2022 whistleblower report to Congress was the least transparent in history.

Troy A. Paredes, former SEC Commissioner, shares his thoughts on the ESG movement.

Scholar presents defenses that the SEC may use to legitimize restrictions on broker inducements.

Scholars analyze the history of Supreme Court securities law jurisprudence to predict what lies ahead.

A U.S. Securities and Exchange Commission proposal to enhance the regulation of private fund advisers receives critical comments.

Federal securities regulators should not use implied preclusion to shield themselves from constitutional challenge.

Scholars review the rise and fall of GameStop stock and urge updates to securities laws.

Scholar argues that traditional enforcement against digital assets will only reduce information for investors.