Securities and Exchange Commission

The Supreme Court’s decision in U.S. v. Arthrex expands the avenues for politicizing agency adjudication.

As decentralized finance projects eliminate the need for financial intermediaries, regulators may need to fundamentally rethink their approach.

Fintech promises to decentralize and democratize financial markets, but consumer protection and regulation are still needed.

The gamification of financial trading apps should be cultivated, not criticized.

The GameStop frenzy raises questions about the adequacy of securities market plumbing.

The SEC should promote data standardization to protect investors from information overload.

As technology revolutionizes the financial sector, experts discuss how policymakers should respond.

Scholar argues that U.S. financial regulatory agencies must reflect the people they serve.

The stock market is excited about SPACs, but regulators worry they could harm retail investors.

The SEC paves the way for companies to raise capital directly from investors in initial offerings.

Scholar argues that the SEC should protect investors by requiring greater disclosures for private offerings.

The SEC should do more to support the use of innovative technologies by investors in capital markets.