Securities and Exchange Commission

The Effect of Income Disparity on Financial Regulation

The Effect of Income Disparity on Financial Regulation

Scholar worries that pay gap between financial industry and regulators may lead to regulatory failure.

Rarely Used Rule May Expand Small Companies’ Access to Capital

Rarely Used Rule May Expand Small Companies’ Access to Capital

SEC proposal would exempt small businesses from federal and state security registration.

“Big Four” Decision Shines Light on Regulatory Conflicts

“Big Four” Decision Shines Light on Regulatory Conflicts

International accounting firms remain stuck between Chinese and U.S. law.