securities regulation

A Green Wash-Out

A Green Wash-Out

A scholar analyzes the differences between the American and EU approaches to regulating greenwashing.

AI Providers Should Not Be Liable for Users’ Securities Violations

AI Providers Should Not Be Liable for Users’ Securities Violations

Policymakers are considering a liability regime that is bad economics and bad law.

Decoding Cryptocurrency Regulation

Decoding Cryptocurrency Regulation

Scholars present a framework for digital asset regulation to prevent fraudulent and deceptive practices.

The Promise and Perils of Regulating ESG

The Promise and Perils of Regulating ESG

Troy A. Paredes, former SEC Commissioner, shares his thoughts on the ESG movement.

Leaving Broker Inducements Behind

Leaving Broker Inducements Behind

Scholar presents defenses that the SEC may use to legitimize restrictions on broker inducements.

Back to the Future of U.S. Securities Regulation

Back to the Future of U.S. Securities Regulation

Scholars analyze the history of Supreme Court securities law jurisprudence to predict what lies ahead.

Why the SEC is Wrong About Implied Preclusion

Why the SEC is Wrong About Implied Preclusion

Federal securities regulators should not use implied preclusion to shield themselves from constitutional challenge.

Assessing the Frequency of Quarterly Earnings Reports

Assessing the Frequency of Quarterly Earnings Reports

Two camps emerge in a heated regulatory debate over the frequency of earnings reports.

Regulatory Lessons From the Meme Economy

Regulatory Lessons From the Meme Economy

Scholars review the rise and fall of GameStop stock and urge updates to securities laws.

When Securities Enforcement Hurts the Securities Market

When Securities Enforcement Hurts the Securities Market

Scholar argues that traditional enforcement against digital assets will only reduce information for investors.

The Role for Distributed Ledgers in Voluntary Carbon Markets

The Role for Distributed Ledgers in Voluntary Carbon Markets

Distributed ledger technology can facilitate more efficient and reliable carbon credit markets.

DeFi, Disintermediation, and the Regulatory Path Ahead

DeFi, Disintermediation, and the Regulatory Path Ahead

As decentralized finance projects eliminate the need for financial intermediaries, regulators may need to fundamentally rethink their approach.