Disintermediation and Decentralization in Financial Markets
Fintech promises to decentralize and democratize financial markets, but consumer protection and regulation are still needed.
DeFi Is the Next Frontier for Fintech Regulation
Regulators need a new approach to regulate Decentralized Finance.
Did Reddit Break the U.S. Securities Markets?
The GameStop frenzy raises questions about the adequacy of securities market plumbing.
More Data, More Problems
The SEC should promote data standardization to protect investors from information overload.
Wall Street’s Favorite Four-Letter Word
The stock market is excited about SPACs, but regulators worry they could harm retail investors.
A New New York Stock Exchange?
The SEC paves the way for companies to raise capital directly from investors in initial offerings.
The Accredited Investor Exemption Must Go
Scholar argues that the SEC should protect investors by requiring greater disclosures for private offerings.
Inside Insider Trading
Scholars propose regulatory and legislative changes to increase oversight of insider trading.
Celebrating The Regulatory Review’s Tenth Anniversary
To commemorate The Regulatory Review’s 10th anniversary, leading scholars and practitioners reflect on regulation’s past, present, and future.
Consumers Win Assurance of Important Protection From Securities Fraud
The Supreme Court reaffirms lower courts’ ability to claw-back profits from violators of securities laws.
We Need to Talk About ICOs
Cryptocurrency experts critique the current regulation of secretive token sales.